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Client Forms
INSTRUCTIONS FOR COMPLETING AND SUBMITTING FORMS:
In order to access any of the Client Forms, select the download button or the form's name.
- Save the form in a location where you can find it (e.g. your Desktop).
- Locate the file on your computer:
- (Optional) All forms contain editable fields that you may click or use the tab key to access and enter information, save the form, and then print it.
- OR print the form out and fill it out manually.
- Make sure to place your signature as indicated on the form.
- Return the completed and signed document(s) to Financial Investments Associates, LLC using one of the following methods:
- Mail to: Francisco Gonzalez-Soldevilla, 9221 SW 60 Street, Miami, FL 33173
- Scan and e-mail to: fgs@finvas.com
Form ADV 2A
To access this document, select the download button to the left.
Form ADV 2B (Supplement)
To access this document, select the download button to the left.
Code of Ethics and Standards of Professional Conduct
At Financial Investments Associates, LLC (the "Firm") we believe that any firm entrusted with financial decisions must maintain the highest ethical standards. Therefore, we have adopted a Code of Ethics and Standards of Professional Conduct. To access this document, select the download button to the left.
The difference between a registered representative and a financial adviser
Select the download button to review a brief explanation that outlines the fundamental difference between the services of a registered representative and those of a financial advisor.
Non-Discretionary Investment Advisory Agreement
Select the download button to the left, complete the applicable fields, print, and mail or email back to Financial Investments Associates, LLC.
Select the download button to the left, complete the applicable fields, print, and mail or email back to Financial Investments Associates, LLC.